Webinar: Building a Culture of Compliance


Thu, Jan 19, 2023 1:00 PM – 2:00 PM EDT

The lack of an adequate compliance program is the most common reason for delayed or failed fintech product launches. In this webinar, we’ll discuss what it means to ‘build a culture of compliance’ and why that’s something every commercial bank looks for when underwriting a prospective partner.

Here’s what you’ll learn:

  • Commercial bank underwriting: From understanding BSA/AML laws to deciding when to hire a Chief Compliance Officer, we outline how fintechs should prepare for the bank diligence process.
  • How fintechs and banks can work better together: We discuss setting up a CIP, identifying the right bank account structure, acquiring the appropriate licenses, and other considerations for fintechs and banks to get started on the right foot.
  • The evolving regulatory landscape: We cover the recent regulatory scrutiny of BaaS platforms and their bank partners and how that might impact embedded fintech products.



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